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U.S. Securities and Exchange Commission
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571	UNITED STATES DISTRICT COURT FOR THE Add to Reading List Source URL: www.nmsto.gov Language: English - Date: 2012-06-22 17:16:28 Lawsuit U.S. Securities and Exchange Commission
572	Living with the New Reg D and its impact on Demo Days and Pitch Events Best Practices for Incubators, Angel Groups and Pitch Events A White Paper Kiran Lingam, General Counsel Add to Reading List Source URL: blog.seedinvest.com Language: English - Date: 2013-09-23 00:59:06 Finance SEC filings United States securities law Regulation D Securities Act Accredited investor U.S. Securities and Exchange Commission Securities offering Securities regulation in the United States Financial economics Investment United States Securities and Exchange Commission
573	PDF Document Add to Reading List Source URL: web.law.columbia.edu Language: English - Date: 2015-05-17 21:35:13 Corporate crime U.S. Securities and Exchange Commission Ceres Financial regulation Business Government Regulation S-K Climate Disclosure Standards Board United States securities law SEC filings United States corporate law
574	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 18, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-18 14:19:44 Financial regulation SEC Rule 10b-5 Securities Exchange Act Government United States United States securities law U.S. Securities and Exchange Commission Investment Advisers Act
575	By publicly posting the following written disclosure, the Pittsburgh Water and Sewer Authority (the “Authority”) intends that market participants receive and use it for purposes of the independent registered municipa Add to Reading List Source URL: apps.pittsburghpa.gov Language: English - Date: 2015-01-09 10:35:47 Financial services Financial economics Business Finance Public Financial Management Public finance U.S. Securities and Exchange Commission
576	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 16:48:17 United States Securities and Exchange Commission Financial system Finance Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer World Group Securities Mutual fund scandal United States securities law Financial economics 73rd United States Congress
577	SECURITIES AND EXCHANGE COMMISSION [Release Nos; ; File NoSEC Advisory Committee on Small and Emerging Companies AGENCY: Securities and Exchange Commission. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-18 17:26:43 Securities regulation in the United States United States securities law Corporate governance Financial regulation Government Business Corporate crime U.S. Securities and Exchange Commission SEC filings
578	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-20 16:57:36 Finance Financial regulation Business Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment 76th United States Congress
579	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 22, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-23 11:48:25 Finance Hedge fund U.S. Securities and Exchange Commission Investment Advisers Act Investment Advisor Collective investment scheme Financial economics Investment Financial services
580	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 17:50:29 Financial regulation Networks Visitor Based Network SEC Rule 10b-5 Securities Exchange Act Securities Act U.S. Securities and Exchange Commission United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission

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